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For information on the composer, Sergei Prokofiev, and the general overview of the entire flute sonata (Op. 94) you should check out my analysis of the first movement before reading through the analysis of this movement. Understanding the background – including the conditions – Prokofiev was writing under will help inform the analysis of this movement:

II. Allegretto scherzando (Dotted Half = 69)

The suggested tempo is included in the G. Schirmer 1965 edition. The text “allegretto scherzando” roughly translates to fairly brisk and playful (or joking). The form of the second movement is ternary (ABA or ABA’) form which has some connection to a scherzo (a major scherzo of note for flutists is Mendelssohn’s Scherzo in A Midsummer Night’s Dream) which is in rounded binary form (AABA) with a ‘trio’ section that follows the recap of the A form.

A – mm. 1-161

The key feature in this movement is Prokofiev’s use of hemiolas. As far as the Grove Music dictionary is concerned a hemiola, “in the modern metrical system denotes the articulation of two units of triple metre as if they were notated as three units of duple metre.” More info on this term can be accessed here.

The motive that the flute first plays in the A section is an example of a hemiola:

Note the duple notation (duple = 2), but slurred as if they were triplets (3). As mentioned, this opening motive in the flute is prominent throughout the second movement: we see it transposed up a Perfect 5th in measure 15, down a Perfect 5th in measure 34; and we see echoes of it throughout later parts of the movement as the initial A section closes, as well as when the A’ section recaps.

In the primary A section we expect to see multiple phrases, an established tonic key, and an end with a PAC (typically in the tonic):

Multiple Phrases

There is no shortage of phrase variance in this section.

The first section that we see (amid several transpositions) is the hemiola phrase, which is characterized by the constant eighth notes. Each time this phrase appears the dynamic is marked piano and peaks at a mezzo forte. This section lasts from mm. 1-58.

The next phrase section is the sixteenth notes. The repeated figure “C-D-Eb-F Gb-Ab-Bb-C D-Eb-E-F” is accompanied by the piano playing Gb-Eb-Bb (which would be some borrowed chord, not quiet a Neapolitan because it is minor rather than Major) – perhaps it is simply put to be the tritone juxtaposing a minor (a to eb as a diminished 5th)?

Either way, this section is fleeting and promptly resolves to F Major – mm. 59-76.

The third section is interesting because unlike the first two which had very clear features, this one has a several elements. The first being the leaps/skips (the 1st and 2nd phrases were both stepwise) and particularly the use of the Perfect 4th followed by a Perfect 5th. Then following this with a dotted quarter to driving eighths. This section lasts mm. 77-102.

The fourth section could be lumped in with the third, however, I see the key change and addition of a new rhythmic figure (the triplet) as one of two possibilities: (1) a brief extension that is stretching the phrase to the return of the first phrase OR (2) a variation of phrase 3. Either way there are recognizable similarities between the 3rd and 4th phrases – take for example, mm. 107-112 and compare it to mm. 87-92.

Key/Establishing a Tonal Center

Considering how Prokofiev plays with intervals in this movement, the tonal center is relatively ambiguous – especially if one was to just regard the opening 6 bars of just the piano alone.

However, given the opening motive the tentative tonic is a minor, however as soon as Prokofiev has moved out of the hemiolas he begins to explore F Major and its relative minor (d minor). What’s interesting here (for all you advanced theory nerds) is that these are the notes of a d minor arpeggio: a (5), F (3), and d (1) which would be the parallel minor of the first movement set in D Major. How neat!

For simplicity’s sake I will refer to the section by key rather than scale degree, but the d minor arpeggio relation is an interesting avenue, perhaps to explore the next time you work through this movement.

We see the movement towards F Major punctuated by the octaves F’s in measures 75-76. The references to d minor are more apparent in the piano score, for example before the flute has the sixteenth note runs, the piano (mm. 58-61) plays an inverted d minor arpeggio d(1) a(5) f(3).

Ending with a cadence (PAC?)

There is the brief key change to c minor, however, as discussed in the section on phrases, it is more or less an extension or variation used to cycle back to the first phrase. By m. 123 the d minor version of the first phrase is back. The punctuation of the A’s in mm. 153-155 is a versatile choice on Prokofiev’s part as this can either be regarded as the 5th of d minor or the 3rd of F Major. The ambiguity is all part of the game – given the context of writing during Socialist Realism in Soviet Russia – Prokofiev could easily claim either to be the case, whichever put him a favorable light. As far as a PAC is concerned, I see the As as an IAC in d minor, however, I have seen other scholars regard it as the same but in F Major. To support my argument for d minor I point towards the use of C# and F#s which allude to the parallel Major – perhaps forecasting the key change that will begin the B section. Futhermore, I see the transition from F Major to D Major – not impossible, but the chord functions during the transition “o, m, o, m2, m3” given the context of the piano score which allude much more to minor tonalities than Major.

B – mm. 162-227

Contrast is a fairly simple concept to understand in music theory. Opposites are a general concept that can be transferred from daily life (ie. Day and Night) which in music theory can translate to A and B sections. The B section is noticeably different than the A section, here’s what to look for: key the new key is usually related either the parallel Major/minor; this section ends with a PAC or HC; and there may be a short bridge that leads into the recap of A.

The most noticeable contrast between the B and A sections in this movement is the way Prokofiev alters the meter! Notice how the B section is in 2/2 while the A section is always in 3/4.

New Key

Tracing back to the end of the A section, my argument for the cadence being an IAC in d minor fits neatly since the B section is starting in the parallel Major – D Major. The key signature makes this key transition abundantly clear, as well as the opening statement start with an inverted D Major arpeggio.

Okay, hold on for this wild journey of keys/interval-play that I am about to suggest – with the knowledge that most of these transitions would be intervallically motivated (whether that is pushing the boundaries with something as ‘offensive’ as a tritone or maintain a Major quality to mask the deviation from traditional chord progressions).

There is a notated key change in measure 174 (removing the C# and F#s). Looking at the notated figure of a quarter triplet and two quarters – one could guess we have returned to a minor… there is after all an A being sustained in the piano mm. 174-176. However, isolating the arpeggio in m. 174 it appears to be two arpeggios combined a d minor with an inverted G Major (A-F-D-B-G-D). Prokofiev continues to play with that Perfect 4th (D to G) with the running sixteenths m. 177 and m. 181. However, keep in mind we are still technically in ‘a minor’ therefore at m. 182 we see an immediate shift to E Major (G#-B-E) because it is a the Dominant (V) in a minor. This is followed by a bm – g#m. Which is similar to the A section and how it brings out the d – f – a of d minor, this brief tonicization of the Dominant is bringing out E – B – G#.

By m. 190 the key of D Major returns… only for a short while. With a nod to the E Major, mm. 194-195, as well a a minor, the C# and F#s are quickly removed from the key yet again in m. 202. And this is where we begin to see the bridge back to A/A’.

Bridge

The bridge out of the B section and back to the return of A is punctuated by the time signature change to 3/4, a return to the triple feel, while still closing out the motifs and tonal exploration featured in this contrasting section. This bridge spans mm. 208-227.

The piano part while the flute is playing the espressivo phrase and resting (mm. 212-227) is particularly of note tonally speaking. The inverted arpeggio running under the espressivo section is a bo (b diminished) arpeggio. Once the piano is alone this shifts into an alternating AM – C7. Again, an interesting (and safe) choice because these are common chords (although the quality varies) from D Major/minor and F Major.

Cadence (PAC or HC?)

This section is more or less ending with a Half Cadence. Although not a formal HC, the same function is present here…

A traditional HC is something ending with a V (Dominant). However, V is not the only Dominant function, VII can (on occasion) take the place of a V in a cadence. Nothing about this cadence is screaming authentic cadence (IAC or PAC), there is no tonic function in sight (this could be a i/I and occasionally a VI/vi).

If the piano bridge is considered to be in dm/DM there are two dominants AM (V) and C7 (VII7)… also if we really (and I mean reallllly) wanted to push for FM we could call the C7 the V7/III. Either way you spin it not tonic functions to be seen, especially with the seventh chord, therefore, definitely HC!

A/A’ – m. 228-370

Finally, a return to familiar material! This final section has a few key features: it can be varied (hence A’), it will start and end in the tonic, and ends with a PAC.

Variations: A versus A’

For the most part, this return is an exact copy of the initial A section. The flute line follows the A section to a T mm. 228-333 (the counterpart being mm. 7-112).

The first time this section deviates starts m. 335 with the descending eighth note figure. There is a new rhythmic figure (the sixteenth triplets) which allude to the ones featured in the first movement of the Op. 94 Sonata. Then, Prokofiev quotes the 3rd phrase from the A section before starting the 1st phrase… offset by one beat; and he interjects this with a hemiola-ified (adding ties to) another quote from the 3rd phrase before finishing with the 1st phrase, and a frenzied eighth pattern that ascends to the climatic C7.

Final Cadence – PAC?

If only… again it’s more of an IAC. But a very interesting feature in the Schirmer 1965 edition is that it includes the alternate violin part which ends differently!

Of course both endings are considered IAC if we are to consider the tonal center to be a minor: the flute’s C is the 3rd scale degree and the violin’s E is the 5th scale degree.

I had a lot of fun with this movement – the ambiguity lends itself to a lot of theorizing (within set Music Theory ha!) so I got a chance to explore questions I had about the score. Anything you noticed in this movement that I missed?

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As mentioned in previous analysis posts, part of analysis is understanding the context of the composer and their piece. I’ll be starting with a brief overview on Prokofiev and then reviewing the entirety of the Op. 94 before finally isolating the Andantino movement.

Sergei Prokofiev: Restrictions in Russia

Sergei Prokofiev was a Russian composer who was alive (1891-1953) during the time of the Soviet Union. This is significant because of the control the government had over artists, especially during Stalin’s life. Prokofiev and Shostakovich, his contemporary, had targets on their backs because they were giants – having international success (Prokofiev spent a lot of time touring outside of Russia). Shostakovich was made to be an example: in 1934 his opera, Lady Macbeth, premiered and the general reaction had been positive… that is until Stalin had gone to the opera in 1936, in which he openly ridiculed Lady Macbeth. Shortly after this an anonymous article “Muddle Instead of Music” was published giving the opera a scathing review (it’s also worth noting Lady Macbeth was banned in the Soviet Union until just several years after Stalin’s death). After this the limitations placed on composers were unclear, to say the least; there were many shades of gray, all subject to the opinion of Stalin, and the price to pay for pushing the envelope was step (if not death, exile, or a whole other range of fear tactics and harassment). Generally speaking music that underwent “Russification” followed the principles of this new term for enforcement ‘Socialist Realism’: presented Russia as an prosperous and idealistic nation, including folk songs that reinforced this Russian nationalism, and finally music following classical traditions (the atonality and serialism in other parts of the world at the time was definitely NOT in line with “Russification”).

Prokofiev a composer, pianist and conductor did his best to adhere to these murky principles. A notable work he was asked to compose – in an act of redemption – was Zdravitsa for Stalin’s 60th birthday – here the principles of Socialist Realism are clearly followed: the text was already chosen for him, he chose to set it starting and ending in a Major key, and having a nostalgic quality that gave this sense of Russian pride. Other notable works include Lieutenant Kije (op. 60) a suite for orchestra; Romeo and Juliet Overture (op. 64), and (very familiar for orchestral flutists) Peter and the Wolf (op. 67) a children’s tale for narrator and orchestra.

Sonata in D Major (op. 94)

In 1943 Prokofiev finished his Sonata for flute (op. 94); this piece was written in the Classical style which is already setting it to be inline with “Russification”. This piece was written while Prokofiev was also working with Ivan the Terrible; and it was first performed by flutist, Nikolai Khaikorsky in 1943.

In 1944 Prokofiev revisited the work for violin – this would later be published as Sonata No. 2 for violin and piano (op. 94bis).

There are 4 movements:

  • Andantino (QN=80) starts and ends in D Major.
  • Scherzo (dotted QN=69) opens with ambiguous tonality (am-CM-dm-FM); ends on an am chord.
  • Andante (QN=50) starts briefly in FM before exploring other keys; ends with FM.
  • Allegro con brion (QN=112) starts and ends in DM.

Given the understanding over the overall work, and the restrictions Prokofiev had we can begin to look through the first movement:

I. Andantino (QN=80)

For those familiar with musical forms, true to the piece’s name, this first movement is in sonata form. Here’s the breakdown:

The black represents the pillars – sometimes Sonata form has an Introduction (not the case here); there will ALWAYS be an exposition, development and recapitulation (pay very close attention to the repeats they are important to the form); and sometimes there is a coda (which there is in op. 94).

The green represents cadences. HC = half cadence; PAC = perfect authentic cadence; IAC = inauthentic cadence. The exact cadences in this diagram are not as important as the cadence’s function… basically is it stable or unstable?

Finally, the purple represents tonality or tonal areas. The exposition begins in the tonic or home key, by the secondary theme there is a new key (usually related to the home key) that will be explored. The development continues off the end of the exposition somewhat stable, but then can do an array of things to ‘develop’ melody and harmony such as use sequences, variations, toncizing other tonal areas, or fragment previous material. Finally, the recapitulation works very similarly to the exposition (since it is recapping that material) however everything is now in the tonic/home key. The coda ends up a tag at the end, extending the material, in this case it still ends in D Major to get that nostalgic and classical tradition feel that would be expected of Prokofiev by Social Realists/the government.

The exposition in this first movement ends before rehearsal 4 (in the Schirmer 1965 revised edition) or measure 40. One easy visual cue to tell that the exposition ends and the development has started is the repeat – knowing this saves so much time.

Exposition – Opening motive

The primary theme starts in D Major ending with a PAC in measure 8. The transition is still tonicizing the home key, but with added chromaticism; there isn’t a formal HC as seen in the template above, but the instability of the D in the flute against an F-natural (the lowered 3rd) and in an inversion – with the F being underneath the D – has the same effect that a HC would in measure 20.

The secondary theme starts in measure 21 introduces a new rhythmic motive (dotted eighth sixteenth); the new key is not clear, but Prokofiev brings out the E – G# – B repeatedly throughout this new theme despite never fully tonicizing it. Then, in measure 30 (or rehearsal 3) the unstable tonality remains the same, but Prokofiev expands on the secondary theme with rhythmic variance with the groups of 6 as well as the contrasting longer durations (quarter and half notes).

Exposition – Closing Theme – Rhythmic Variance

The development spans from rehearsal 4 to 8 (or measure 41-87 and features the infamous climax of the piece that utilizes the extreme high register of the flute (D7).

This section starts without any piano, and allows the flute to show off their full low register with a short, articulate sounds. The new variance in the rhythm are the driving sixteenth triplets placed on the second half of the beat – Prokofiev continues to use this motive throughout this section to drive forward. At rehearsal 5 (measure 51) there is a transposed return of the opening theme – down a half step, starting on G#. With quotes from the closing and secondary themes before, yet again, returning to the opening theme now an augmented fourth (or a tritone) above the original pitch. And then seemingly out of nowhere, Prokofiev abruptly changes the key signature, measures 64-69. He leans into the instability with a quick time signature change from 4/4 to 2/4 and back to 4/4. In measure 74, Prokofiev gives the flute 2 groups of 5 to launch into the climax combining the transition theme from the exposition with the driving triplets; emphasizing the virtuosic arpeggios up to the D7 by repeating them 5 times.

Development – Transposed TT Opening Motive; key change

The recapitulation spans from rehearsal 8 to 4 after reh. 10 (or measure 88 to 107). The stability of D Major is alluded to one measure before with the piano lead in and the repeated A5s in the flute. There is a PAC in 85, which quickly jumps into the transition where he (like before) plays with chromaticism but stays in the home key of D Major; with a pedal D in measure 91 that acts as a PAC – even though it is technically not when looking at the piano score, the restfulness before the next entrance functions in a similar manner. The secondary theme – which maintains the rhythm of the dotted eighth sixteenth – is now set in the home key, starting on the 5th (A5); this theme ends with an IAC (because the flute is on the 5th and note the root, D) with is still relatively restful, but alluding to something more which is fitting because it is followed by a fermata where the flute has a moment to rest while the piano maintains a pedal A2. The closing theme in the recap looks very similar to the secondary theme of the exposition with the biggest difference being the ending – which is on D to create a relatively conclusive ending – PAC.

Recap – Closing theme similar to Secondary theme of Expo

Sometimes, but not always, the development and recapitulation are repeated (they are ALWAYS repeated together, however sometimes for brevity or with the addition of a coda, this second repeat is nixed.

Coda – Inversions

Finally, the coda spans measure 108 to the end. For the first time in the work, Prokofiev starts the flute on the 3rd (F#) this is significant because the 3rd determines the quality, and in this case he is playing around with the quality of a D7 against a b-flat minor arpeggio; as well as varying inversions (measures 110-111). At the end, measure 115, Prokofiev does a brief return to that seemingly out of place B-flat major from the development with the perfect fourth of the F to the B-flat, a transposed version of the opening motive; before ending securely in D Major as would be expected of him within the Classical tradition.

Coda – Transposed opening motive

Given the context of when Prokofiev wrote this piece and life/restrictions in the Soviet Union, it is clear that some boundaries where being pushed. At pivotal points, Prokofiev follows Classical traditions; but tonally and rhythmically (end with register to a point – the contrasting low to high in the development) he is exploring new terrain that somehow fits into the shades of grey within Socialist Realism.

Academia aside, this is beautiful flute piece to play and study – I look forward to working on this for my final Masters recital. Let me know your thoughts about this first movement in the comments.

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  • Bach – Sonata in E Major (BWV 1035)

The authorship of this sonata is still being debated by music historians – many of the sonatas initially attributed to JS Bach are now thought to be written (at least in majority) by CPE Bach. This is the Barenreiter edition follows the original articulation of the manuscript – leaving out “obvious” patterns that the Bachs (whichever composed this Sonata in E) expected the perform to intuitively know. As a result, careful listening and score analysis is essential for creating articulation patterns that closely follow the style of this piece.

  • Peter Bacchus – Quartet for Diverse Flutes

As the title indicates, this is a Quartet for “diverse flutes” C flute, alto flute, and bass flute. An unusual feature of this score is that it places Flute IV (the bass flute) on line 3 rather than at the bottom. This is because Flute I and II are C flutes so keeping all the concert pitch instruments (the C flutes and bass flute) together and placing the only transposing flute, the alto flute, Flute III at the bottom to avoid confusion… even though it tends to create confusion when referring to the III and IV parts.

  • Sergei Prokofiev – Sonata in D op. 94

This edition includes both the violin transcription along with the flute line – being aware that there are variations (and other editions of the piece) was really important when studying and listening to the piece before practicing. The infamous D7s are just one of the challenges this piece presents where the goal is for them to blend into the ascending arpeggio pattern.

  • W.A. Mozart – Concerto in D Major for flute (K. 314)

Mozart has 2 concertos for flute – one in G Major and this one, in D Major (which is really just a re-voicing of the oboe concerto in C). This Barenreiter edition is great for analysis and understand the solo flute’s role – it includes the principal flute part, piano score, suggested cadenzas, and a reference score.

What’s on your stand this month?